Job Candidates

Job Candidates

Financial Paraplanner

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Location
Cedar Falls, IA
Salary
$35,000 - $45,000
Job Type
Direct Hire
Degree
Bachelor
Date
May 08, 2018
Job ID
2595757
Deliver a best in class client experience for a growing wealth management company! Our client is seeking a Financial Paraplanner for their Cedar Falls, IA office.
 
Must Have:
  • Bachelor’s degree required.  
  • 2+ years of similar finance experience.  
  • State licenses and registrations for securities, including Series 7, Series 66, state life, accident and health insurance licensure or ability to study and pass exams within defined timeframe.
  • Strong organizational skills that reflect ability to perform and prioritize multiple tasks seamlessly with excellent attention to detail.
  • Proficiency with Microsoft Office applications with a strong emphasis on Excel.
 
Key Responsibilities:
  • The Financial Paraplanner is primarily responsible for management of the client experience; initiates engagement and follow-up with other team members as needed.  
  • The Financial Paraplanner is the primary face to the client relationship, responsible for providing assigned clients a “best-in-class” experience. 
  • Completes appointment prep for defined clients, including but not limited to, client meeting agendas, applications, proposals or illustrations, re-balances, advanced prep materials, and other client paperwork as required; completes review letters for appointment follow-up.
  • Attends all client meetings and in some cases, conducts client meetings under direction of advisor; facilitates documentation of meeting notes, follow-up tasks, paperwork, trades as required under the direction of the advisor.
  • Responsible for money movement/trades/transactions as directed on behalf of advisors; documents rationale as directed.
  • Responsible for the research of client accounts to anticipate the needs of the advisor in upcoming appointments.